[44 Pa.B. 1537]
[Saturday, March 15, 2014]
[Continued from previous Web Page]
Slot Machine Manufacturer Application Ainsworth Game Technology Limited Key Employee John Fredric Glaser Approved for Licensure 2/29/2012 2/27/2015 Principal David Hugh Macintosh Approved for Licensure 11/20/2013 11/19/2016 Michael Bruce Yates Approved for Licensure 5/23/2012 5/22/2015 Daniel E. Gladstone License Renewed 11/20/2013 11/19/2016 Graeme J. Campbell License Renewed 11/20/2013 11/19/2016 Ian W. Cooper License Renewed 11/20/2013 11/19/2016 Leonard H. Ainsworth License Renewed 11/20/2013 11/19/2016 Margarete C. Ainsworth License Renewed 11/20/2013 11/19/2016 Mark L. Ludski License Renewed 11/20/2013 11/19/2016 Paul Y.S. Teng License Renewed 11/20/2013 11/19/2016 Stewart L. Wallis License Renewed 11/20/2013 11/19/2016 Vincenzo C Bruzzese License Renewed 11/20/2013 11/19/2016 Colin John Henson Pending 7/31/2013 Principal Entity Associated World Investments Pty. Ltd. License Renewed 11/20/2013 11/19/2016 Votraint No. 1019 Pty. Limited (Trustee for Braesyde Superannuation Fund) License Renewed 11/20/2013 11/19/2016 Slot Machine Manufacturer Ainsworth Game Technology Limited License Renewed 11/20/2013 11/19/2016 Aristocrat Technologies Australia Pty. Limited Affiliate Aristocrat Holdings Pty. Ltd Renewal App Pending 3/12/2013 Aristocrat Leisure Limited Renewal App Pending 2/5/2013 Principal David Craig Philip Banks Approved for Licensure 4/11/2012 4/10/2015 Ian David Blackburne Approved for Licensure 11/22/2011 11/21/2014 Lewis Gerald Flock Approved for Licensure 4/11/2012 4/10/2015 Antonia Korsanos Renewal App Pending 2/5/2013 James R. Odell Renewal App Pending 2/5/2013 Paul L.H. Ainsworth Renewal App Pending 2/5/2013 Roger A. Davis Renewal App Pending 2/5/2013 Tracey L. Elkerton Renewal App Pending 2/5/2013 Principal Entity AXA Asia Pacific Holdings Limited Notification Received 6/9/2008 Commonwealth Bank Of Australia Notification Received 7/18/2008 Concord Capital Limited Notification Received 9/11/2008 IOOF Holdings Ltd Notification Received 12/14/2007 Lezard Asset Management Pacific Co. Notification Received 9/11/2008 Maple-Brown Abbott Limited Notification Received 8/13/2008 National Bank of Australia Notification Received 9/11/2008 Sumitomo Mitsui Trust Holdings, Inc. Notification Received 9/23/2011 The Capital Group Companies, Inc, Notification Received 7/18/2008 Westpac Banking Corp. Notification Received 4/22/2008 Writeman Pty. Limited Renewal App Pending 2/5/2013 Slot Machine Manufacturer Aristocrat Technologies Australia Pty. Limited Renewal App Pending 2/5/2013 Aruze Gaming America, Inc. Key Employee Marek Ted Pluta Pending 11/25/2013 Principal Kazuo NMN Okada Pending 9/21/2007 Martha Patrica Schuessler Pending 11/25/2013 Richard Michael Pennington Pending 2/4/2011 Robert B. Ziems Pending 3/12/2013 Roy KelcyAlexander Allisson Pending 11/25/2013 Shingo NMN Shinozaki Pending 11/25/2013 Yoshiharu Kawaji Pending 10/24/2008 Yoshihito NMN Oike Pending 11/25/2013 Slot Machine Manufacturer Aruze Gaming America, Inc. Pending 2/28/2006 Atlantic City Coin & Slot Service Company, Inc. Key Employee Anthony Joseph Sicari Inactive-Approved for Licensure 12/12/2012 8/17/2014 Ditronics Financial Services, LLC Affiliate The Vasilakos Family Trust UDT 12/9/92 Pending 5/8/2013 Principal George James Vasilakos Pending 4/2/2013 George Steven Vasilakos Pending 4/2/2013 Margaret Anna Vasilakos Pending 4/2/2013 Virginia Fetyko Vasilakos Pending 5/8/2013 Slot Machine Manufacturer Ditronics Financial Services, LLC Pending 4/2/2013 Global Cash Access, Inc. Affiliate Global Access Holdings, Inc. Renewal App Pending 12/20/2013 Key Employee Michael J. Aughney License Renewed 1/8/2014 1/7/2017 Principal David Lopez Approved for Licensure 9/18/2013 9/17/2016 David D. Johnson Approved for Licensure 5/23/2012 5/22/2015 Mark Foster Labay Approved for Licensure 11/8/2012 11/7/2015 Mary Elizabeth Higgins Approved for Licensure 11/8/2012 11/7/2015 Michael D. Rumbolz Approved for Licensure 5/23/2012 5/22/2015 David J. Lucchese License Renewed 4/3/2013 4/2/2016 Randy Lee Taylor Pending 3/25/2013 Ronald Vincent Congemi Pending 7/1/2013 E. Miles Kilburn Renewal App Pending 12/20/2013 Fred C. Enlow Renewal App Pending 12/20/2013 Geoffrey Perona Judge Renewal App Pending 12/20/2013 Principal Entity BlackRock, Inc. Notification Received 4/19/2010 Columbia Management Investment Advisers, LLC Notification Received 8/6/2012 FMR Corp. Notification Received 4/19/2010 Huber Capital Management LLC Notification Received 3/14/2012 Opus Capital Group, LLC Notification Received 6/20/2013 Private Capital Management, L.P. Notification Received 10/26/2011 Summit Partners Notification Received 4/6/2010 The Vanguard Group, Inc Notification Received 10/19/2012 Thompson, Siegel & Walmsley LLC Notification Received 8/5/2010 Wells Capital Management, Incorporated Notification Received 4/19/2010 Wolf Opportunity Fund, Ltd. Notification Received 4/29/2011 Slot Machine Manufacturer Western Money Systems Expired 2/23/2014 2/23/2014 Global Cash Access, Inc. Renewal App Pending 12/20/2013 GTECH Canada ULC Affiliate B&D Holding di Marco Drago e C.S.a.p.a. Pending 10/5/2012 Blu Acquario Prima S.p.A. Pending 2/25/2013 De Agostini S.p.A. Renewal App Pending 8/28/2013 GTECH S.p.A. Renewal App Pending 8/28/2013 Principal Carlo Enrico Ferrari Ardicini Approved for Licensure 4/14/2011 4/13/2014 Alberto Boroli Renewal App Pending 8/28/2013 Alberto Ferdinando Maria Toffoletto Renewal App Pending 8/28/2013 Andrea Boroli Renewal App Pending 1/4/2013 Anthony L. Watson Renewal App Pending 8/28/2013 Chiara M.G. Boroli Renewal App Pending 8/28/2013 Giorgio G.C. Drago Renewal App Pending 8/28/2013 Lino Benassi Renewal App Pending 8/28/2013 Luke Kenneth Orchard Renewal App Pending 10/24/2013 Marco Boroli Renewal App Pending 8/28/2013 Marco Drago Renewal App Pending 8/28/2013 Marco Sala Renewal App Pending 8/28/2013 Paolo Boroli Renewal App Pending 8/28/2013 Paolo Ceretti Renewal App Pending 8/28/2013 Pietro Boroli Renewal App Pending 8/28/2013 Rachel Barber Renewal App Pending 9/6/2013 Renzo Lorenzo Pellicioli Renewal App Pending 8/28/2013 Roberto Drago Renewal App Pending 8/28/2013 Victor Duarte Renewal App Pending 8/28/2013 Principal Entity DeA Partecipazioni, S.p.A. Pending 2/7/2013 Slot Machine Manufacturer GTECH Canada ULC Renewal App Pending 8/28/2013 GTECH Corporation Affiliate B&D Holding di Marco Drago e C.S.a.p.a. Pending 10/5/2012 Blu Acquario Prima S.p.A. Pending 2/25/2013 De Agostini S.p.A. Renewal App Pending 8/28/2013 GTECH Holdings Corporation Renewal App Pending 8/28/2013 GTECH S.p.A. Renewal App Pending 8/28/2013 Invest Games S.A. Renewal App Pending 8/28/2013 Key Employee Robin Drummond Renewal App Pending 8/28/2013 Principal Alberto Dessy Approved for Licensure 10/9/2013 10/8/2016 Carlo Enrico Ferrari Ardicini Approved for Licensure 4/14/2011 4/13/2014 Gianmario T. Da Ruos Approved for Licensure 11/20/2013 11/19/2016 Matthew James Whalen Approved for Licensure 6/5/2013 6/4/2016 Walter Giacomo Bugno Approved for Licensure 12/6/2011 12/5/2014 Francesco Dominic Cecchini Inactive-Approved for Licensure 10/30/2013 12/5/2014 Donald R. Sweitzer License Renewed 10/9/2013 10/8/2016 Alberto Fornaro Pending 2/1/2012 Claudio Marco Demolli Pending 12/19/2012 Declan J. Harkin Pending 10/10/2013 Donatella Busso Pending 8/10/2012 Fabio Celadon Pending 10/10/2013 Francis P. Ward, Jr. Pending 10/10/2013 Paolo Tacchini Pending 10/29/2013 Renato Ascoli Pending 6/13/2013 Shawn Michelle Yetter Pending 11/5/2013 Alan T. Eland Renewal App Pending 8/28/2013 Alberto Boroli Renewal App Pending 8/28/2013 Alberto Ferdinando Maria Toffoletto Renewal App Pending 9/27/2013 Andrea Boroli Renewal App Pending 1/4/2013 Anthony L. Watson Renewal App Pending 8/28/2013 Chiara M.G. Boroli Renewal App Pending 8/28/2013 Giorgio G.C. Drago Renewal App Pending 8/28/2013 Jaymin B. Patel Renewal App Pending 8/28/2013 Lino Benassi Renewal App Pending 8/28/2013 Luke Kenneth Orchard Renewal App Pending 10/29/2013 Marco Boroli Renewal App Pending 8/28/2013 Marco Drago Renewal App Pending 8/28/2013 Marco Sala Renewal App Pending 8/28/2013 Michael K. Prescott Renewal App Pending 8/28/2013 Paolo Boroli Renewal App Pending 8/28/2013 Paolo Ceretti Renewal App Pending 8/28/2013 Pietro Boroli Renewal App Pending 8/28/2013 Rachel Barber Renewal App Pending 8/28/2013 Renzo Lorenzo Pellicioli Renewal App Pending 8/28/2013 Roberto Drago Renewal App Pending 8/28/2013 Victor Duarte Renewal App Pending 8/28/2013 Principal Entity FMR Corp Notification Received 12/18/2007 Mediobanca, SP Notification Received 2/27/2008 DeA Partecipazioni, S.p.A. Pending 9/14/2011 Investendo Due S.r.l. Pending 10/9/2013 Investendo Due S.r.l. Pending 10/9/2013 Investendo Due S.r.l. Pending 10/9/2013 Slot Machine Manufacturer GTECH Corporation Renewal App Pending 8/28/2013 GTECH USA, LLC Affiliate B&D Holding di Marco Drago e C.S.a.p.a. Pending 10/5/2012 Blu Acquario Prima S.p.A. Pending 2/25/2013 De Agostini S.p.A. Renewal App Pending 8/28/2013 GTECH S.p.A. Renewal App Pending 8/28/2013 Key Employee Michelle Lewis License Renewed 8/21/2013 8/20/2016 Principal Carlo Enrico Ferrari Ardicini Approved for Licensure 4/14/2011 4/13/2014 Alberto Boroli Renewal App Pending 8/28/2013 Alberto Ferdinando Maria Toffoletto Renewal App Pending 8/28/2013 Carlo Enrico Ferrari Ardicini Renewal App Pending 2/19/2014 Chiara M.G. Boroli Renewal App Pending 8/28/2013 Christine M. Masino Renewal App Pending 9/3/2013 Giorgio G.C. Drago Renewal App Pending 8/28/2013 Lino Benassi Renewal App Pending 8/28/2013 Luke Kenneth Orchard Renewal App Pending 9/3/2013 Marco Boroli Renewal App Pending 8/28/2013 Marco Drago Renewal App Pending 8/28/2013 Marco Sala Renewal App Pending 8/28/2013 Paolo Boroli Renewal App Pending 8/28/2013 Paolo Ceretti Renewal App Pending 8/28/2013 Pietro Boroli Renewal App Pending 8/28/2013 Renzo Lorenzo Pellicioli Renewal App Pending 8/28/2013 Roberto Drago Renewal App Pending 8/28/2013 Victor Duarte Renewal App Pending 9/5/2013 Principal Entity DeA Partecipazioni, S.p.A. Pending 9/14/2011 Slot Machine Manufacturer GTECH USA, LLC Renewal App Pending 9/3/2013 IGT Affiliate International Game Technology License Renewed 3/9/2011 3/8/2014 International Game Technology Renewal App Pending 1/8/2014 Key Employee Adam Michael Cascais Approved for Licensure 11/20/2012 11/19/2015 Anthony E. Sofran License Renewed 11/20/2012 11/19/2015 George P. Kerrigan License Renewed 3/9/2011 3/8/2014 Kenneth E. Kachnic License Renewed 11/20/2012 11/19/2015 Joseph Anton Sigrist Pending 11/27/2013 Andre Lewis Brunette Renewal App Pending 1/16/2013 Christopher Benten Howey Request for Withdrawal Pending 11/7/2013 Principal Darrell Thomas Rodriguez Approved for Licensure 9/18/2013 9/17/2016 Eric A. Berg Approved for Licensure 8/22/2012 8/21/2015 Janice Durbin Chaffin Approved for Licensure 4/11/2012 4/10/2015 John Matthew Vandemore Approved for Licensure 4/24/2013 4/23/2016 Paget L. Alves Approved for Licensure 4/14/2011 4/13/2014 Philip Glen Satre Approved for Licensure 3/9/2011 3/8/2014 Robert Carey Melendres Approved for Licensure 3/9/2011 3/8/2014 Vincent Louis Sadusky Approved for Licensure 2/8/2012 2/7/2015 Eric Paul Tom License Renewed 5/23/2012 5/22/2015 Michelle A. Chatigny License Renewed 3/9/2011 3/8/2014 Patti S. Hart License Renewed 3/9/2011 3/8/2014 Eric F. Brown Pending 9/30/2013 Paul Clement Gracey Jr Pending 11/26/2012 Michelle A. Chatigny Renewal App Pending 1/8/2014 Patti S. Hart Renewal App Pending 1/8/2014 Philip Glen Satre Renewal App Pending 1/8/2014 Principal Entity American Century Mutual Funds, Inc. Notification Received 5/10/2006 BlackRock, Inc Notification Received 2/5/2010 Capital World Investors Notification Received 2/25/2008 Gates, Capital Management, Inc. Notification Received 2/19/2014 Private Capital Management, L.P. Notification Received 8/3/2005 Prudential Financial, Inc. Notification Received 3/25/2013 T. Rowe Price Associates, Inc. Notification Received 2/7/2008 The Vanguard Group, Inc. Notification Received 3/2/2012 Slot Machine Manufacturer IGT License Renewed 3/9/2011 3/8/2014 IGT Renewal App Pending 1/9/2014 Table Game Manufacturer IGT License Renewed 3/9/2011 3/8/2014 IGT Renewal App Pending 1/8/2014 Konami Gaming, Inc. Affiliate Konami Corporation License Renewed 12/20/2011 12/19/2014 Konami Corporation of America License Renewed 12/20/2011 12/19/2014 Kozuki Capital Corporation License Renewed 12/20/2011 12/19/2014 Kozuki Foundation License Renewed 12/20/2011 12/19/2014 Kozuki Holding, B.V. License Renewed 12/20/2011 12/19/2014 Stichting Administratiekantoor Kozuki Foundation d/b/a Kozuki Foundation License Renewed 12/20/2011 12/19/2014 The Kozuki Trust License Renewed 12/20/2011 12/19/2014 Principal Clark A. Warren Approved for Licensure 10/30/2013 10/29/2016 Ross Angus O'Hanley Approved for Licensure 12/20/2011 12/19/2014 Scott Jerald Richards Approved for Licensure 12/20/2011 12/19/2014 Akira Gemma License Renewed 12/20/2011 12/19/2014 Hiroyuki Mizuno License Renewed 12/20/2011 12/19/2014 Kagemasa Kozuki License Renewed 12/20/2011 12/19/2014 Kagetsugi Kozuki License Renewed 12/20/2011 12/19/2014 Kimihiko Higashio License Renewed 12/20/2011 12/19/2014 Noriaki Yamaguchi License Renewed 12/20/2011 12/19/2014 Ryoichi Kimura License Renewed 12/20/2011 12/19/2014 Satoshi Sakamoto License Renewed 12/20/2011 12/19/2014 Stephen Sutherland License Renewed 12/20/2011 12/19/2014 Takuya Kozuki License Renewed 12/20/2011 12/19/2014 Thomas A. Jingoli License Renewed 12/20/2011 12/19/2014 Thomas E. Soukup License Renewed 12/20/2011 12/19/2014 Tomokazu Godai License Renewed 12/20/2011 12/19/2014 Yoko Kozuki License Renewed 12/20/2011 12/19/2014 Yuji Taniguchi License Renewed 12/20/2011 12/19/2014 Samuel Frank Constantino Pending 5/12/2011 Principal Entity Mitsubishi UFJ Financial Group, Inc. Notification Received 7/3/2012 Slot Machine Manufacturer Konami Gaming, Inc. License Renewed 12/20/2011 12/19/2014 Table Game Manufacturer Konami Gaming, Inc. License Renewed 12/20/2011 12/19/2014 Lightning Gaming, Inc. Key Employee Christopher George Strano Renewal App Pending 12/5/2012 Principal Brian D. Haveson Renewal App Pending 11/29/2011 Donald R. Caldwell Renewal App Pending 11/29/2011 Frederick C. Tecce Renewal App Pending 11/29/2011 Slot Machine Manufacturer Lightning Gaming, Inc. Renewal App Pending 11/29/2011 MicroFirst Associates, Inc. Key Employee Ryan Paul Randazzo Renewal App Pending 4/23/2013 Principal John D. Scarpa License Renewed 5/2/2012 5/1/2015 Slot Machine Manufacturer MicroFirst Associates, Inc. License Renewed 5/2/2012 5/1/2015 Multimedia Games, Inc. Affiliate Multimedia Games Holding Company, Inc. License Renewed 10/9/2013 10/8/2016 Key Employee Micki D. Roemer Approved for Licensure 5/2/2012 5/1/2015 David C. Hartman License Renewed 1/8/2014 1/7/2017 Philip Howard Sherwood Pending 8/7/2012 Principal Adam NMN Chibib License Renewed 10/9/2013 10/8/2016 Joaquin Jesus Aviles License Renewed 10/9/2013 10/8/2016 Justin Albert Orlando License Renewed 10/9/2013 10/8/2016 Michael James Maples Sr License Renewed 10/9/2013 10/8/2016 Patrick J. Ramsey License Renewed 10/9/2013 10/8/2016 Robert Delaney Repass License Renewed 10/9/2013 10/8/2016 Stephen James Greathouse License Renewed 10/9/2013 10/8/2016 Todd Francis McTavish Pending 2/15/2013 Principal Entity BlackRock, Inc Notification Received 3/15/2011 Eagle Asset Management Notification Received 3/6/2013 Epoch Investment Partners, Inc. Notification Received 3/30/2012 Royce & Associates, LLC Notification Received 1/6/2011 The Baupost Group, L.L.C. Notification Received 8/9/2011 Slot Machine Manufacturer Multimedia Games, Inc. License Renewed 10/9/2013 10/8/2016 NRT Technology Corp. Affiliate Dominet Corp. Renewal App Pending 4/19/2013 Key Employee Rosa Laricchia Renewal App Pending 9/20/2012 Principal Ji-In Shin Inactive-Approved for Licensure 8/9/2013 7/10/2015 James E. Grundy Renewal App Pending 4/1/2013 John A. Dominelli Renewal App Pending 4/1/2013 Raffaele S. Lombardi Renewal App Pending 4/1/2013 Slot Machine Manufacturer NRT Technology Corp. Renewal App Pending 4/19/2013 Progressive Gaming International Corporation Principal Entity Delta Partners, LLC Notification Received 11/2/2007 Janus Capital Management, LLC Notification Received 12/18/2008 Matthes Capital Management, LLC Notification Received 12/18/2008 Silver Point Capital, L.P. Notification Received 7/31/2007 Third Point LLC Notification Received 3/25/2008 Weiss Multi-Strategy Advisers LLC Notification Received 12/18/2008 Wells Capital Management, Incorporated Notification Received 10/10/2006 William Blair & Company, LLC Notification Received 1/25/2008 Scientific Games International, Inc. Affiliate RLX Holdings Two LLC Pending 11/20/2012 MacAndrews & Forbes Holdings Inc. Renewal App Pending 2/28/2013 Scientific Games Corporation Renewal App Pending 2/22/2013 SGMS Acquisition Corporation Renewal App Pending 2/28/2013 SGMS Acquisition Two Corporation Renewal App Pending 4/11/2013 Key Employee Scott Stewart Approved for Licensure 3/21/2012 3/20/2015 Principal Jeffrey Johnson Approved for Licensure 11/20/2012 11/19/2015 Timothy Murphy Approved for Licensure 4/24/2013 4/23/2016 Brooks Pierce Pending 1/18/2013 Frances Townsend Pending 2/12/2014 John Sarno Pending 2/21/2013 Paul Meister Pending 8/23/2012 Steven Fasman Pending 11/1/2012 Alison Horowitz Renewal App Pending 2/28/2013 Barry Schwartz Renewal App Pending 2/28/2013 Brennen Lawrence Renewal App Pending 2/22/2013 David Kennedy Renewal App Pending 2/22/2013 Floyd Clarke Renewal App Pending 2/22/2013 James Kennedy Renewal App Pending 2/22/2013 Jeffrey Lipkin Renewal App Pending 2/22/2013 Larry Potts Renewal App Pending 2/22/2013 Michael Borofsky Renewal App Pending 2/22/2013 Michael Regan Renewal App Pending 2/22/2013 Paul Savas Renewal App Pending 2/22/2013 Peter Cohen Renewal App Pending 4/3/2013 Philip Bauer Renewal App Pending 2/22/2013 Robert Becker Renewal App Pending 3/11/2013 Rodney Hill Renewal App Pending 2/22/2013 Ronald Perelman Renewal App Pending 2/28/2013 Steven Beason Renewal App Pending 2/22/2013 Steven Saferin Renewal App Pending 2/22/2013 William Huntley Renewal App Pending 2/22/2013 Allen Weil Request for Withdrawal Pending 12/11/2013 Principal Entity BlackRock, Inc Notification Received 1/24/2011 Fine Capital Partners, L.P. Notification Received 7/26/2012 Schroder Investment Management North America Notification Received 1/24/2011 Wells Capital Management, Incorporated Notification Received 1/14/2011 Slot Machine Manufacturer Scientific Games International, Inc. Renewal App Pending 2/22/2013 SHFL entertainment, Inc. Principal Alfred Randall Thoman Request to Surrender License 12/5/2013 7/16/2016 Daniel Michael Wade Request to Surrender License 12/5/2013 2/7/2015 Eileen Fein Raney Request to Surrender License 12/5/2013 7/16/2016 Garry W. Saunders Request to Surrender License 12/5/2013 6/12/2015 John R. Bailey Request to Surrender License 12/5/2013 6/12/2015 Linster Walter Fox Request to Surrender License 12/5/2013 11/21/2014 Michael G. Isaacs Request to Surrender License 12/5/2013 7/16/2016 Principal Entity Barclays Global Investors NA and Barclays Global Fund Advisors Notification Received 4/4/2007 Baron Capital Group, Inc. Notification Received 4/10/2007 BlackRock, Inc. Notification Received 2/8/2010 Citadel Limited Partnership Notification Received 5/30/2007 Columbia Wanger Asset Management, L.P. Notification Received 4/13/2007 Eagle Asset Management Notification Received 1/8/2010 EdgePoint Investment Group Inc. Notification Received 2/22/2012 FMR Corp. Notification Received 5/10/2007 Franklin Resources Inc. Notification Received 2/22/2008 Kayne Anderson Rudnick Investment Mgmt, LLC Notification Received 4/13/2007 OppenheimerFunds, Inc. Notification Received 2/22/2008 Private Capital Management, LP Notification Received 4/23/2007 Serengeti Asset Management LP Notification Received 10/2/2008 T. Rowe Price Associates, Inc. Notification Received 7/1/2008 The Bank of New York Mellon Corp. Notification Received 2/22/2012 The Vanguard Group, Inc. Notification Received 2/22/2012 Transamerica Investment Management, LLC Notification Received 4/13/2007 Wells Fargo and Company Notification Received 1/27/2009 William Blair & Company, L.L.C. Notification Received 2/4/2008 Slot Machine Manufacturer SHFL entertainment, Inc. License Renewed 6/13/2012 6/12/2015 Table Game Manufacturer SHFL entertainment, Inc. License Renewed 6/13/2012 6/12/2015 WMS Gaming Inc. Affiliate RLX Holdings Two LLC Pending 1/13/2014 MacAndrews & Forbes Holdings Inc. Renewal App Pending 1/13/2014 Scientific Games Corporation Renewal App Pending 1/13/2014 SGMS Acquisition Corporation Renewal App Pending 1/13/2014 SGMS Acquisition Two Corporation Renewal App Pending 1/13/2014 WMS Industries, Inc. Renewal App Pending 3/13/2013 Key Employee Kevin M Brewster Approved for Licensure 6/26/2013 6/25/2016 Louis J Dorbian Approved for Licensure 4/24/2013 4/23/2016 Robert Reed Approved for Licensure 4/24/2013 4/23/2016 Robert David Bone Inactive-Approved for Licensure 12/30/2013 5/14/2016 David T Wafle Jr Pending 1/13/2014 Richard R. Riehm Pending 10/3/2012 Scott Richard Staby Pending 3/28/2013 Brian E. Clayton Renewal App Pending 3/13/2013 Principal Jeffrey Johnson Approved for Licensure 11/20/2012 11/19/2015 Timothy Murphy Approved for Licensure 4/24/2013 4/23/2016 Larry Pacey License Renewed 6/26/2013 6/25/2016 Lisa DeJesus-Condon License Renewed 6/26/2013 6/25/2016 Robert J. Bahash License Renewed 10/30/2013 10/29/2016 Anatoly Belkin Pending 6/5/2013 Brooks Pierce Pending 1/13/2014 John P. McNicholas, Jr. Pending 1/13/2014 Matthew Howard Paull Pending 4/4/2013 Paul Meister Pending 1/13/2014 Steven Fasman Pending 1/13/2014 Alison Horowitz Renewal App Pending 1/13/2014 Barry Schwartz Renewal App Pending 1/13/2014 Brian R. Gamache Renewal App Pending 3/13/2013 David Kennedy Renewal App Pending 1/13/2014 Edward W. Rabin, Jr. Renewal App Pending 3/13/2013 Floyd Clarke Renewal App Pending 1/13/2014 Jeffrey Lipkin Renewal App Pending 11/4/2013 John Sarno Renewal App Pending 11/4/2013 Kathleen J. McJohn Renewal App Pending 3/13/2013 Larry Potts Renewal App Pending 1/13/2014 Michael Borofsky Renewal App Pending 1/13/2014 Michael Regan Renewal App Pending 1/13/2014 Orrin J. Edidin Renewal App Pending 3/14/2013 Paul Savas Renewal App Pending 1/13/2014 Peter Cohen Renewal App Pending 1/13/2014 Robert Becker Renewal App Pending 1/13/2014 Ronald Perelman Renewal App Pending 1/13/2014 Scott D. Schweinfurth Renewal App Pending 3/13/2013 Steven Beason Renewal App Pending 1/13/2014 William Huntley Renewal App Pending 11/4/2013 William J. Vareschi Renewal App Pending 3/13/2013 Kenneth Lochiatto Request for Withdrawal Pending 1/6/2014 Principal Entity Artisan Partners Limited Partnership Notification Received 1/9/2013 Barclays Global Investors NA Notification Received 4/20/2009 BlackRock, Inc Notification Received 3/16/2011 Citadel Advisors LLC Notification Received 4/20/2009 FMR Corp. Notification Received 2/23/2007 Janus Captial Management, LLC Notification Received 10/6/2011 Kornitzer Capital Management Notification Received 3/17/2008 Kornitzer Capital Management Notification Received 7/29/2009 T. Rowe Price Notification Received 4/5/2007 The Vanguard Group, Inc Notification Received 1/7/2013 Turner Investment Partners, Inc. Notification Received 4/6/2007 WestChester Capital Management, LLC Notification Received 10/2/2013 Slot Machine Manufacturer WMS Gaming Inc. Renewal App Pending 3/13/2013
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