Pennsylvania Code

TITLE 10

BANKING AND SECURITIES
PART I. General Provisions
    Chapter 1. Preliminary Provisions
    Chapter 3. [Reserved]
    Chapter 5. Assessments
    Chapter 7. Residential Real Estate Transactions
    Chapter 9. Individual Retirement Accounts
    Chapter 10. Minimum Capital Requirements
PART II. Bureau of Banks
    Chapter 11. [Reserved]
    Chapter 13. Loans
    Chapter 14. [Reserved]
    Chapter 15. Trusts
    Chapter 17. [Reserved]
    Chapter 19. Money Transmitters
    Chapter 21. General Provisions for All State-Chartered Banking Institutions
    Chapter 23. [Reserved]
    Chapter 27. Leeway Investments
    Chapter 28. Savings Banks Service Corporations
    Chapter 29. Borrowings
    Chapter 30. Negotiable Order of Withdrawal Accounts
PART III. Savings Association Bureau
    Chapter 31. Investment Operations
    Chapter 31a. Trust Powers
    Chapter 32. [Reserved]
    Chapter 33. Savings Deposit Accounts
    Chapter 34. NOW Accounts
    Chapter 34a. Consumer Loans, Commercial Paper and Corporate Debt Securities
    Chapter 35. [Reserved]
    Chapter 36. Treasury Tax and Loan Depositories
    Chapter 37. Service Corporations
    Chapter 38. Higher Rate Savings Accounts, Regular Savings Accounts and Serial Installment Accounts
    Chapter 39. Mobile Home Financing
    Chapter 40. Alternate Reserve Requirements
PART IV. Bureau of Consumer Credit Agencies
    Chapter 41. Consumer Discount Companies
    Chapter 42. Registration of Loan Brokers
    Chapter 44. [Reserved]
    Chapter 46. Proper Conduct of Lending and Brokerage in the Mortgage Loan Business
    Chapter 47. Mortgage Loan Modifications—Statement of Policy
    Chapter 48. First Mortgage Loan Business Practices
    Chapter 49. Reverse Mortgages—Statement of Policy
    Chapter 55. [Reserved]
    Chapter 57. Debt Management Services Continuing Education
    Chapter 59. Mortgage Servicing
PART V. Pawnbrokers
    Chapter 61. General Provisions
    Chapter 63. Charges, Payment and Records
    Chapter 65. Pawn Tickets
    Chapter 67. Sale of Pledge
PART VI. Check Cashers
    Chapter 81. Check Casher Licensing—Statement of Policy
PART VII. Securities
  Subpart A. Definitions
    Chapter 101. General Provisions
    Chapter 102. Definitions
  Subpart B. Registration of Securities
    Chapter 202. Exempt Securities
    Chapter 203. Exempt Transactions
    Chapter 204. Exemption Proceedings
    Chapter 205. Registration by Coordination
    Chapter 206. Registration by Qualification
    Chapter 207. General Registration Provisions
    Chapter 208. Denial for Abandonment
    Chapter 209. Books, Records and Accounts
    Chapter 210. Retroactive Registration of Certain Investment Company Securities
    Chapter 211. Federally Covered Securities
  Subpart C. Registration of Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives and Notice Filings by Federally Covered Advisers
    Chapter 301. Registration Requirement
    Chapter 302. Exemptions
    Chapter 303. Registration Procedure
    Chapter 304. Postregistration Provisions
    Chapter 305. Denial, Suspension, Revocation and Conditioning of Registration
  Subpart D. Fraudulent and Prohibited Practices
    Chapter 401. Sales and Purchases
    Chapter 403. Prohibited Transactions; Broker-Dealers and Agents
    Chapter 404. Prohibited Activities; Investment Advisers and Investment Adviser Representatives
  Subpart E. Enforcement
    Chapter 501. Civil Liabilities
    Chapter 504. Time Limitations on Rights of Action
    Chapter 513. Rescission Orders
  Subpart F. Administration
    Chapter 601. Administration
    Chapter 602. [Reserved]
    Chapter 603. Administrative Files
    Chapter 604. [Reserved]
    Chapter 605. Department Employees; Relationship with Licensed Persons or Qualified Organizations
    Chapter 606. Miscellaneous Powers of the Department
    Chapter 609. Regulations, Forms and Orders
    Chapter 610. [Reserved]
  Subpart G. General Provisions
    Chapter 701. Administrative Provisions
  Subpart H. [Reserved]
    Chapter 901. [Reserved]
  Subpart I. Takeover Offerors
    Chapter 1001. Takeover Disclosures

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