§ 37.12. Employe and officer activities requiring a certificate or license.
(a) Officers or salaried employes of insurance entities shall obtain certificates and appropriate appointments if they solicit, negotiate or place risks, or perform other activities of an agent included in the definition of ‘‘agent’’ in § 37.1 (relating to definitions).
(b) Individuals employed and used by agents or brokers to solicit, negotiate and place risks, or perform other activities of an agent included in the definition of ‘‘agent’’ in § 37.1, shall obtain certificates and appropriate appointments.
(c) Individuals employed and used by agents or brokers to perform an act of a broker, as set forth in the definition of ‘‘broker’’ in § 37.1, shall obtain licenses.
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