Pennsylvania Code
Pennsylvania Code & Bulletin
COMMONWEALTH OF PENNSYLVANIA

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The Pennsylvania Code website reflects the Pennsylvania Code changes effective through 54 Pa.B. 6234 (September 28, 2024).

31 Pa. Code § 21.102. Character of the transaction.

§ 21.102. Character of the transaction.

 (a)  If the transaction involved was with the issuer of the securities, that fact shall be stated.

 (b)  If the transaction involved the purchase of securities through the exercise of options, that fact and the exercise price per share shall be stated.

 (c)  If any other purchase or sale was effected otherwise than on the open market, that fact shall be indicated.

 (d)  If the transaction was not a purchase or sale, its character shall be indicated.

 (e)  The information required by subsections (a)—(d) may be set forth in the table or under ‘‘Remarks’’ or by a separate sheet affixed to Form 2.


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